Client Documentation

Documents for individual investors

Important information

• Terms and Conditions
• Supplementary Information Document (SID)
• Identity documentation guidelines (UK)
• Identity documentation guidelines (non-UK)

Forms

• Unit Trust and OEIC Application Form for Individual Investors
• Switch form for Unit Trust and OEIC
• Stock Transfer Form
• Stock Transfer Form - digital usage
• Stock Transfer Form - guidance notes
• Stocks and Shares ISA Application form 2024/2025
• Stocks and Shares ISA Transfer form 2024/2025
• Change of Address Form
• How can we pay your money to you?
• Direct Debit Mandate Form - Unit Trust an OEIC account
• Direct Debit Mandate Form - ISA only

When an investor dies

• When an investor dies – guide to our process
• Register an investor's death with us
• Executor Notification Form
• Small Estates Form
• Stocks and Shares APS ISA Application form 2024/2025
• Stocks and Shares APS ISA Transfer form 2024/2025

Documents for institutional investors

• OEIC and Unit Trust Application form for Non – Individuals
• Terms and Conditions
• Coverall form
• Supplementary Information Document (SID)

Documents for Professional Advisers or Consultants

• OEIC and Unit Trust Application form for Non – Individuals
• Switch form for OEIC and Unit Trust
• Terms and Conditions
• Coverall form
• Supplementary Information Document (SID)
• Brochure Business Terms

European MiFID Template

Download the latest European MiFID Template

The value of investments, and the income from them, can fall as well as rise and investors may not get back the amount originally invested.